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LOUIS CLARK VANUXEM FOUNDATION

ROMANCE

TWO LECTURES BY

SIR WALTER RALEIGH

M.A., PROFESSOR OF ENGLISH LITERATURE IN THE UNIVERSITY OF OXFORD, FELLOW OF MERTON COLLEGE

LECTURES DELIVERED AT PRINCETON UNIVERSITY, MAY 4TH AND 6TH, 1915

PRINCETON UNIVERSITY PRESS PRINCETON

LONDON: HUMPHREY MILFORD OXFORD UNIVERSITY PRESS

Published October, 1916

THE ORIGIN OF ROMANCE

It is not needful, nor indeed is it possible, to define Romance. In the mathematical sciences definitions are all-important, because with them the definition is the thing. When a mathematician asks you to describe a circle, he asks you to create one. But the man who asks you to describe a monkey is less exacting; he will be content if you mention some of the features that seem to you to distinguish a monkey from other animals. Such a description must needs be based on personal impressions and ideas; some features must be chosen as being more significant than the rest. In the history of literature there are only two really significant things--men, and books. To study the ascertained facts concerning men and books is to study biography and bibliography, two sciences which between them supply the only competent and modest part of the history of literature. To discern the significance of men and books, to classify and explain them, is another matter. We have not, and we never shall have, a calculus sufficient for human life even at its weakest and poorest. Let him who conceives high hopes from the progress of knowledge and the pertinacity of thought tame and subdue his pride by considering, for a moment, the game of chess. That game is played with thirty-two pieces, of six different kinds, on a board of sixty-four squares. Each kind of piece has one allotted mode of action, which is further cramped by severe limitations of space. The conditions imposed upon the game are strict, uniform, and mechanical. Yet those who have made of chess a life- long study are ready to confess their complete ignorance of the fundamental merits of particular moves; one game does not resemble another; and from the most commonplace of developments there may spring up, on the sudden, wild romantic possibilities and situations that are like miracles. If these surprising flowers of fancy grow on the chess- board, how shall we set a limit to the possibilities of human life, which is chess, with variety and uncertainty many million times increased? It is prudent, therefore, to say little of the laws which govern the course of human history, to avoid, except for pastime, the discussion of tendencies and movements, and to speak chiefly of men and books. If an author can be exhibited as the effect of certain causes he loses his virtue as an author. He thought of himself as a cause, a surprising intruder upon the routine of the world, an original creator. I think that he is right, and that the profitable study of a man is the study which regards him as an oddity, not a quiddity.

A general statement of the law that governs literary history may perhaps be borrowed from the most unreasonable of the arts--the art of dress. One of the powerful rulers of men, and therefore of books, is Fashion, and the fluctuations of literary fashion make up a great part of literary history. If the history of a single fashion in dress could ever be written, it would illuminate the literary problem. The motives at work are the same; thoughtful wearers of clothes, like thoughtful authors, are all trying to do something new, within the limits assigned by practical utility and social sympathy. Each desires to express himself and yet in that very act to win the admiration and liking of his fellows. The great object is to wear the weeds of humanity with a difference. Some authors, it is true, like timid or lazy dressers, desire only to conform to usage. But these, as M. Brunetiere remarks in one of his historical essays, are precisely the authors who do not count. An author who respects himself is not content if his work is mistaken for another's, even if that other be one of the gods of his idolatry. He would rather write his own signature across faulty work than sink into a copyist of merit. This eternal temper of self-assertion, this spirit of invention, this determination to add something or alter something, is no doubt the principle of life. It questions accepted standards, and makes of reaction from the reigning fashion a permanent force in literature. The young want something to do; they will not be loyal subjects in a kingdom where no land remains to be taken up, nor will they allow the praise of the dead to be the last word in criticism. Why should they paraphrase old verdicts?

The sway of Fashion often bears hardest on a good author just dead, when the generation that discovered him and acclaimed him begins to pass away. Then it is not what he did that attracts the notice of the younger sort, but what he left undone. Tennyson is discovered to be no great thinker. Pope, who, when his star was in the ascendant, was "Mr. Pope, the new Poet," has to submit to examination by the Headmaster of Winchester, who decides that he is not a poet, except in an inferior sense. Shakespeare is dragged to the bar by Thomas Rymer, who demonstrates, with what degree of critical ability is still disputed, but certainly in clear and vigorous English, that Shakespeare has no capacity for tragic writing. Dante is banished, by the critics of the Renaissance, into the Gothic darkness. So the pendulum of fashion swings to and fro, compelled, even in the shortest of its variable oscillations, to revisit the greatest writers, who are nearest to the centre of rest. Wit and sense, which are raised by one age into the very essentials of good poetry, are denied the name of poetry by the next; sentiment, the virtue of one age, is the exploded vice of another; and Romance comes in and goes out with secular regularity.

The meaning of Romance will never come home to him who seeks for it in modern controversies. The name Romance is itself a memorial of the conquest of Europe by the Romans. They imposed their language on half Europe, and profoundly influenced the other half. The dialectical, provincial Latin, of various kinds, spoken by the conquered peoples, became the Romance speech; and Romance literature was the new literature which grew up among these peoples from the ninth century onwards,--or from an earlier time, if the fringe of Celtic peoples, who kept their language but felt the full influence of Christianity, be taken into the account. The chief thing to be noted concerning Romance literature is that it was a Christian literature, finding its background and inspiration in the ideas to which the Christian Church gave currency. While Rome spread her conquests over Europe, at the very heart of her empire Christianity took root, and by slow process transformed that empire. During the Middle Ages the Bishops of Rome sat in the seat of the Roman Emperors. This startling change possessed Gibbon's imagination, and is the theme of his great work. But the whole of Gibbon's history was anticipated and condensed by Hobbes in a single sentence--"If a man considers the original of this great ecclesiastical dominion, he will easily perceive that the Papacy is no other than the ghost of the deceased Roman Empire, sitting crowned upon the grave thereof. For so did the Papacy start up on a sudden out of the ruins of that heathen power."

Here, then, is the answer to a question which at once suggests itself. How do we get this famous opposition between the older Latin literature and the literature of those countries which had inherited or accepted the Latin tradition? Why did not the Romans hand over their literature and teach it, as they handed over and taught their law? They did teach it in their schools; grammar and rhetoric, two of the chief subjects of a liberal education, were purely literary studies, based on the work of the literary masters of Rome. Never was there an education so completely literary as the organized education of Rome and of her provinces. How came it that there was any breach between the old and the new?

A question of this kind, involving centuries of history, does not admit of a perfectly simple answer. It may be very reasonably maintained that in Rome education killed literature. A carefully organized, universal system of education, which takes for its material the work of great poets and orators, is certain to breed a whole army of slaves. The teachers, employed by the machine to expound ideas not their own, soon erect systems of pedantic dogma, under which the living part of literature is buried. The experience of ancient Rome is being repeated in the England of to-day. The officials responsible for education, whatever they may uneasily pretend, are forced by the necessities of their work to encourage uniformity, and national education becomes a warehouse of second-hand goods, presided over by men who cheerfully explain the mind of Burke or of Shakespeare, adjusting the place of each, and balancing faults against merits. But Roman education throughout the Empire had further difficulties to encounter. To understand these it must be remembered what Latin literature was. The Latins, when we first discern them in the dim light of the past, were a small, strenuous, political people, with a passion for government and war. They first subdued Italy, and no very serious culture-problem resulted from that conquest. The Etruscans certainly contributed much to Latin civilization, but their separate history is lost. No one knows what the Etruscans thought. The Romans do not seem to have cared. They welded Italy together, and thereafter came into contact with the older, richer civilizations of the Mediterranean shores. The chief of these, in its influence, was the Greek civilization, as it had developed in that famous group of free city states, fostered by the sun and air, and addicted to life. In Athens, at the time of her glory, life was not a habit, but an experiment. Even the conservative Romans were infected. They fell under the sway of Greek thought. When a practical man of business becomes intimate with an artist, he is never the same man again. The thought of that disinterested mode of life haunts his dreams. So Rome, though she had paid little regard to the other ancient peoples with whom she had had traffic and war, put herself to school to the Greeks. She accepted the Greek pantheon, renamed the Greek gods and goddesses, and translated and adopted Greek culture. The real Roman religion was a religion of the homestead, simple, pious, domestic, but they now added foreign ornaments. So also with literature; their own native literature was scanty and practical--laws and rustic proverbs--but they set themselves to produce a new literature, modelled on the Greek. Virgil followed Homer; Plautus copied Menander; and Roman literature took on that secondary and reminiscent character which it never lost. It was a literature of culture, not of creed. This people had so practical a genius that they could put the world in harness; for the decoration of the world they were willing to depend on foreign loans.

In so far as Latin literature was founded on the Greek, that is, in so far as it was a derivative and imitative literature, it was not very fit for missionary purposes. One people can give to another only what is its own. The Greek gods were useless for export. An example may be taken from the English rule in India. We can give to the peoples of India our own representative institutions. We can give them our own authors, Shakespeare, Burke, Macaulay. But we cannot give them Homer and Virgil, who nevertheless continue to play an appreciable part in training the English mind; and we can hardly give them Milton, whose subtlest beauties depend on the niceties of the Latin speech. The trial for Latin literature came when obscurely, in the purlieus and kennels of Rome, like a hidden fermentation, Christianity arose. The earliest Christians were for the most part illiterate; but when at last Christianity reached the high places of the government, and controlled the Empire, a problem of enormous difficulty presented itself for solution. The whole elaborate educational system of the Romans was founded on the older literature and the older creeds. All education, law, and culture were pagan. How could the Christians be educated; and how, unless they were educated, could they appeal to the minds of educated men? So began a long struggle, which continued for many centuries, and swayed this way and that. Was Christianity to be founded barely on the Gospel precepts and on a way of life, or was it to seek to subdue the world by yielding to it? This, the religious problem, is the chief educational problem in recorded history. There were the usual parties; and the fiercest, on both sides, counselled no surrender. Tertullian, careful for the purity of the new religion, held it an unlawful thing for Christians to become teachers in the Roman schools. Later, in the reign of Julian the Apostate, an edict forbade Christians to teach in the schools, but this time for another reason, lest they should draw away the youth from the older faith. In the end the result was a practical compromise, arranged by certain ecclesiastical politicians, themselves lovers of letters, between the old world and the new. It was agreed, in effect, that the schools should teach humane letters and mythology, leaving it to the Church to teach divine doctrine and the conduct of life. All later history bears the marks of this compromise. Here was the beginning of that distinction and apportionment between the secular and the sacred which is so much more conspicuous in Christian communities than ever it has been among the followers of other religions. Here also was the beginning of that strange mixture, familiar to all students of literature, whereby the Bible and Virgil are quoted as equal authorities, Plato is set over against St. Paul, the Sibyl confirms the words of David, and, when a youth of promise, destined for the Church, is drowned, St. Peter and a river-god are the chief mourners at his poetic obsequies. This mixture is not a fantasy of the Renaissance; it has been part and parcel, from the earliest times, of the tradition of the Christian church.

History is larger than morality; and a wise man will not attempt to pass judgment on those who found themselves in so unparalleled a position. A new religion, claiming an authority not of this world, prevailed in this world, and was confronted with all the resources of civilization, inextricably entangled with the ancient pagan faiths. What was to be done? The Gospel precepts seemed to admit of no transaction. "They that say such things declare plainly that they seek a country. And truly, if they had been mindful of that country from whence they came out, they might have had opportunity to have returned. But now they desire a better country, that is an heavenly." The material prosperity and social order which Law and Politics take such pains to preserve and increase are no part of their care. They are strangers and pilgrims in the country where they pitch their tent for a night. How dare they spend time on cherishing the painted veil called Life, when their desires are fixed on what it conceals? When Tacitus called the Christian religion "a deadly superstition," he spoke as a true Roman, a member of the race of Empire- builders. His subtle political instinct scented danger from those who looked with coldness on the business and desire of this world. The Christian faith, which presents no social difficulties while it is professed here and there by a lonely saint or seer, is another thing when it becomes the formal creed of a nation. The Christians themselves knew that to cut themselves off from the country of their birth would have been a fatal choice, so far as this world is concerned. Their ultimate decision was to accept Roman civilization and Roman culture, and to add Christianity to it.

Then followed an age-long attempt to Christianize Latin literature, to supply believers with a new poetry, written in polished and accomplished verse, and inspired by Christian doctrine. Of those who attempted this task, Prudentius is perhaps the greatest name. The attempt could never have been very successful; those who write in Latin verse must submit to be judged, not by the truth of their teaching, but by the formal beauties of their prosody, and the wealth of their allusive learning. Even Milton, zealot though he be, is esteemed for his manner rather than for his matter. But the experiment was cut short by the barbarian invasions. When the Empire was invaded, St. Jerome and St. Augustine, Prudentius and Symmachus, Claudian and Paulinus of Nola, were all alive. These men, in varying degrees, had compounded and blended the two elements, the pagan and the Christian. The two have been compounded ever since. The famous sevententh century controversy concerning the fitness of sacred subjects for poetic treatment is but a repetition and an echo of that older and more vital difference. The two strains could never be perfectly reconciled, so that a certain impurity and confusion was bequeathed to modern European literature, not least to English literature. Ours is a great and various literature, but its rarest virtue is simplicity. Our best ballads and lyrics are filled with the matter of faith, but as often as we try the larger kinds of poetry, we inevitably pass over into reminiscence, learning, criticism,--in a word, culture.

So Romance declined; and by the end of the seventeenth century the fashion is completely reversed; the pendulum has swung back; now it is the literature inspired by the old classical models that is real, and handles actual human interests, while Romantic literature has become remote, fictitious, artificial. This does not mean that the men of the later seventeenth century believed in the gods and Achilles, but not in the saints and Arthur. It means that classical literature was found best to imitate for its form. The greater classical writers had described the life of man, as they saw it, in direct and simple language, carefully ordered by art. After a long apprenticeship of translation and imitation, modern writers adopted the old forms, and filled them with modern matter. The old mythology, when it was kept, was used allegorically and allusively. Common-sense, pointedly expressed, with some traditional ornament and fable, became the matter of poetry.

A rough summary of this kind is enough to show how large a question is involved in the history of Romance. All literary history is a long record of the struggle between those two rival teachers of man--books, and the experience of life. Good books describe the world, and teach whole generations to interpret the world. Because they throw light on the life of man, they enjoy a vast esteem, and are set up in a position of authority. Then they generate other books; and literature, receding further and further from the source of truth, becomes bookish and conventional, until those who have been taught to see nature through the spectacles of books grow uneasy, and throw away the distorting glasses, to look at nature afresh with the naked eye. They also write books, it may be, and attract a crowd of imitators, who produce a literature no less servile than the literature it supplants.

Know then this truth , Virtue alone is Happiness below.

But Coleridge, when he moralizes, speaks the language of Christianity:

He prayeth best, who loveth best All things both great and small; For the dear God who loveth us He made and loveth all.

The like contrast holds between Dryden and Shelley. It is perhaps hardly fair to take an example from Dryden's poems on religion; they are rational arguments on difficult topics, after this fashion:

In doubtful questions 'tis the safest way To learn what unsuspected ancients say; For 'tis not likely we should higher soar In search of heaven than all the church before.

When Dryden writes in his most fervent and magnificent style, he writes like this:

Nor is it fair to bring Shelley's lame satires into comparison with these splendors. When Shelley is inspired by his demon, this is how he writes:

To suffer woes which Hope thinks infinite; To forgive wrongs darker than death or night; To defy Power which seems omnipotent; To love, and bear; to hope till Hope creates From its own wreck the thing it contemplates; Neither to change, nor falter, nor repent; This, like thy glory, Titan, is to be Good, great and joyous, beautiful and free; This is alone Life, Joy, Empire and Victory.

Some of the great poets of the Romantic Revival took mediaeval literature for their model, but they did more than that. They returned to the cult of wild nature; they reintroduced the supernatural, which is a part of the nature of man; they described seas, and deserts, and mountains, and the emotions of the soul in loneliness. But so soon as it passed out of the hands of the greater poets, this revived Romance became as bookish as decadent Classicism, and ran into every kind of sentimental extravagance. Indeed revived Romance also became a school of manners, and by making a fashion and a code of rare emotions, debased the descriptive parts of the language. A description by any professional reporter of any Royal wedding is further from the truth to-day than it was in the eighteenth century. The average writer is looser and more unprincipled.

There is nothing inconsistent in the best of the traditions of the two parties. The Classical school taught simplicity, directness, and modesty of speech. They are right: it is the way to tell a ghost story. The Romantic school taught a wider imaginative outlook and a more curious analysis of the human mind. They also are right: it is the way to investigate a case in the police courts. Both were cumbered, at times, with the dead things that they found in the books they loved. All literature, except the strongest and purest, is cumbered with useless matter--the conventional epithet, the grandiose phrase, the outworn classical quotation, the self-conscious apology, the time-honored joke. But there are only two schools of literature--the good, and the bad. As for national legend, its growth is the same in all ages. The Greeks told tales of Achilles, the Romans of Aeneas, the French of Charlemagne, the British of Arthur. It is a part of the same process, and an expression of the same humanity.

I have tried to show that the Renaissance bears the same relation to classical literature as the Revival of Romance bears to mediaeval literature, and that the whole history of the literature of Europe is an oscillation between Christian and Pagan ideals during that long and wavering process whereby Christianity was partially established as the creed and way of life of a group of diverse nations. The historical meaning of the word Romance is exact and easy to define. But in common usage the word means something much vaguer than this. It is a note, an atmosphere, a kind of feeling that is awakened not only by literature but by the behavior of men and the disposition of material objects. John Evelyn, the diarist, enjoys the reputation of having been the first to speak of a "romantic site,"--a phrase which leads the way to immeasurable possibilities in the application of the word. Accuracy in the definition of this larger meaning is unattainable; and would certainly be false, for the word has taken its meaning from centuries of usage by inaccurate thinkers. A whole cluster of feelings, impressions, and desires, dimly recognized as cognate, has grown around the word, which has now been a centre of critical discussion and controversy for the better part of a century. Heine, in his dissertation on the Romantic School, takes the Christianity of the Middle Ages as his starting-point, and relates everything to that. Perhaps he makes too much of allegory and symbolism, which have always been dear to the church, but are not conspicuous in early Romance. Yet no one can go far astray who keeps in touch, as Heine does, with the facts of history. Goethe, impatient of the wistful intensities of youth, said that the Classical is health, and the Romantic disease. Much has been made, by many critics, of the statue and the picture, as types of ancient and modern art, the one complete in itself, the other suggesting more than it portrays. Mr. Walter Pater, borrowing a hint from a sentence of Bacon, finds the essence of Romance in the addition of strangeness to beauty, of curiosity to desire. It would be easy to multiply these epigrammatic statements, which are all not obscurely related to the fundamental changes wrought on the world by Christian ideas. No single formula can hope to describe and distinguish two eras, or define two tempers of mind. If I had to choose a single characteristic of Romance as the most noteworthy, I think I should choose Distance, and should call Romance the magic of Distance. What is the most romantic line in Virgil? Surely it is the line which describes the ghosts, staying for waftage on the banks of the river, and stretching out their hands in passionate desire to the further shore:

Tendebantque manus ripae ulterioris amore.

Shelley finds the suggestion of distance in beautiful music:

Though the sound overpowers, Sing again, with thy sweet voice revealing A tone Of some world far from ours, Where music and moonlight and feeling Are one.

Wordsworth hears it in the song of the Highland Girl:

Will no one tell me what she sings?-- Perhaps the plaintive numbers flow For old, unhappy, far-off things, And battles long ago.

These quotations are enough to show what a width of view is given to modern Romantic poetry. Man is, in one sense, more truly seen in a wide setting of the mountains and the sea than close at hand in the street. But the romantic effect of distance may delude and conceal as well as glorify and liberate. The weakness of the modern Romantic poet is that he must keep himself aloof from life, that he may see it. He rejects the authority, and many of the pleasures, along with the duties, of society. He looks out from his window on the men fighting in the plain, and sees them transfigured under the rays of the setting sun. He enjoys the battle, but not as the fighters enjoy it. He nurses himself in all the luxury of philosophic sensation. He does not help to bury the child, or to navigate the schooner, or to discover the Fortunate Islands. The business of every poet, it may be said, is vision, not action. But the epic poet holds his reader fast by strong moral bonds of sympathy with the actors in the poem. "I should have liked to do that" is what the reader says to himself. He is asked to think and feel as a man, not as a god.

In her web she still delights To weave the mirror's magic sights

--villages, market-girls, knights riding two and two, funerals, or pairs of lovers wandering by. At last she grows half-sick of seeing the world only in shadows and reflections. Then a sudden vivid experience breaks up this life of dream. Sir Lancelot rides past, in shining armor, singing as he rides. She leaves her magic web and mirror, and looks upon the real world.

Out flew the web and floated wide; The mirror crack'd from side to side; "The curse is come upon me," cried The Lady of Shalott.

She goes into the world, and there she meets her death. The poem is not an allegory, but there is no mistaking the thought that generated it. The mirror and the web are the emblems of Romantic art. The feelings which stir the heart to action, which spring to meet the occasion or the object, are contrasted, in the poem, with the more pensive feelings which are excited by the sight of the object in a mirror, and the suggestions of color and design which are to be transferred to the embroidery. The mirror is a true and subtle symbol. When Shakespeare treated the same problem, he made King Richard II, the most romantically minded of all his kings, call for a mirror. The thing that it is easiest for a man to see in a mirror is himself; egotism in its many forms, self-pity, self-cultivation, self-esteem, dogs Romanticism like its shadow. The desire to be the spectator of your own life, to see yourself in all kinds of heroic and pathetic attitudes, is the motive-power of Romantic poetry in many of its later developments. Yet life must be arrested and falsified before the desire can be fulfilled. No one has ever seen himself in a mirror as he is seen by others. He cannot catch himself looking away, self-forgetful, intent on something outward; yet only when he is in these attitudes does his true character show itself in his face. Nor, if he could so see himself, would he be a witness of the truth. The sensation of drowning, or of leading an assault in war, is very unlike the sentiment which is aroused in the spectator of either of these adventures. Romanticism, in its decline, confuses the sentiment with the sensation, and covets the enjoyment of life on the easy terms of a by- stander.

These faults and failings of late Romance are far enough removed from the simple heroism of the death of Roland in the pass of Roncesvalles. Later Romance is known everywhere by its derivative, secondary, consciously literary character. Yet it draws sometimes from the original source of inspiration, and attains, by devious ways, to poetic glories not inferior to the old.

IMITATION AND FORGERY

Can charm an understanding age no more; The long-spun allegories fulsome grow, While the dull moral lies too plain below.

Grass and flowers Quiet treads, On the meads and mountain-heads, Along with Pleasure, close ally'd, Ever by each other's side; And often, by the murmuring rill, Hears the thrush, while all is still, Within the groves of Grongar Hill.

The truth of his observation endeared him to Wordsworth; and his moral, when he finds a moral, is without violence:

How close and small the hedges lie! What streaks of meadows cross the eye! A step methinks may pass the stream, So little distant dangers seem; So we mistake the Future's face, Ey'd thro' Hope's deluding glass; As yon summits soft and fair, Clad in colours of the air, Which, to those who journey near, Barren, and brown, and rough appear, Still we tread tir'd the same coarse way, The present's still a cloudy day.

I am resolv'd, this charming day, In the open fields to stray; And have no roof above my head But that whereon the Gods do tread.

His landscapes are delicately etched, and are loved for their own sake:

And there behold a bloomy mead, A silver stream, a willow shade, Beneath the shade a fisher stand, Who, with the angle in his hand, Swings the nibbling fry to land.

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